Asset Management

Experience

Wolf offers a comprehensive suite of assurance, regulatory compliance, and tax services to registered investment advisers, exempt reporting advisers, family offices, and trust companies.

Whether an emerging manager or an established firm with a lengthy track record, our expertise and understanding of your industry will enable us to provide you with relevant insights and practical solutions to issues critical to your operations. Our commitment to quality, along with our registration with and inspection by the Public Company Accounting Oversight Board (PCAOB), instills confidence in both investors and regulators.

Clients We Serve

Expertise

Alerts

SEC & FinCEN Issue Proposed CIP Rule for Investment Advisers

The SEC and FinCEN’s joint proposed rule will introduce CIP compliance requirements for certain investment...

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Alerts

Enhanced Due Diligence for High-Net-Worth Individuals

The recent regulatory scrutiny of Morgan Stanley highlights the critical importance of robust EDD programs...

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Alerts

SEC’s Private Fund Ruling Vacated by U.S. Appeals Court

In a landmark decision on June 5, 2024, the Fifth U.S. Circuit Court of Appeals...

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Insights

2024 Risk Perspectives: How 2023 Shaped Today’s Risk Landscape

Because the risk landscape is so often changing, it’s important to look back at prior...

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Insights

FinCEN Issues Proposed AML Rule for Investment Advisers

FinCEN announced a new proposed rule imposing Anti-Money Laundering (AML) and suspicious activity reporting obligations...

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Insights

Why Investment Managers Need to Model With Care

Model risk management must be at the forefront of every investment management organization – here’s...

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Blog

Biden Administration’s Proposed Changes to Taxation of Carried Interest

How could the Biden administration’s proposed changes to the taxation of carried interest impact you?...

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Blog

Proposed Safeguarding Rule Changes for Investment Advisers

How could the SEC’s proposed rule changes impact your investment advisers? Here we detail potential...

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Blog

Financial Statement Audit Trends for Asset Managers

Uncertain times have led to major impacts on asset managers – here are the trends...

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Events

TxSEA 2022 Convention

Rita will be speaking on the topics of 2022 International Topics to be Aware Of,...

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Events

IIA Long Island Chapter – Dual Track Conference

Wolf will provide its industry experience to discuss what a mature program looks like, as...

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Events

Venture Capital Private Equity IT Conference

Ransomware is a global issue that costs organizations across every corporate vertical billions of dollars...

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Case Studies

Innovative Post-Merger Audit Solutions for NHTrust Financial Advisors

Following their values of accountability, mutuality, excellence, respect, integrity, teamwork and stewardship, NHTrust provides financial...

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Case Studies

The Beginning of a Succession Plan – Rewarding Key Employees

Opportunity An investment advisor wanted to reward and retain key employees. These employees were thought...

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